RIA Systems LLC Team
RIA Systems, LLC, is a separate and unaffiliated, that has been hired by Boddington Capital, LLC to assist with back-office compliance, operations and supervision.
RIA Systems, LLC, is a separate and unaffiliated, that has been hired by Boddington Capital, LLC to assist with back-office compliance, operations and supervision.
Principal at
RIA Systems LLC
Rod is a principal of the RIA Systems, LLC, a separate and unaffiliated, that has been hired by Boddington Capital, LLC to assist with back-office compliance, operations and supervision. Prior to starting RIA Systems 2011 , he was the Vice-President of Advisory Services at Pacific West Financial Consultants, Inc. from 2003 to 2012 where he served as Chief Compliance Officer and then VP of Advisory Services overseeing more than 200 Representatives and approximately $1.3 billion under management. He graduated from Kansas State University in 1991. He obtained his Accredited Investment Fiduciary Auditor (AIFA) in 2004. Prior to working at Pacific West, he was at Merrill Lynch as a retail broker from 2000 to 2003.
Operations Manager at
RIA Systems LLC
Jeff Hughes is a principal and the Operations Manager with RIA Systems, LLC, a separate and unaffiliated company that has been retained by Boddington Capital, LLC to assist with back-office compliance, operations and supervision. He joined RIA Systems in 2014. He graduated from Western Washington University in 1990. He has served in the financial industry since 1990 when he joined Freeman Welwood. Recently he was with Pacific West Financial Consultants from 2006 to 2012 where he was Operations Supervisor. For two years he ran the TD Ameritrade operations for Cetera Advisors.
Client Manager at
RIA Systems LLC
Megan Rosenbalm is a Client Manager with RIA Systems, LLC, a separate and unaffiliated company that has been retained by Boddington Capital, LLC to assist with back-office compliance, operations and supervision. Megan started with RIA Systems in February 2019 as an Associate and is responsible for supervision processes, database management, portfolio aggregation posting and reconciliation, and other back-office operational responsibilities. She graduated from Western Washington University in 2018 with a degree in Business Administration with a Finance concentration. Megan enjoys spending time with her friends and family, reading, and playing tennis.